More than 10,000 research papers were retracted in 2023 — a new record
The number of articles being retracted rose sharply this year. Integrity experts say that this is only the tip of the iceberg.
By Richard Van Noorden | 12 December 2023
The number of retractions issued for research articles in 2023 has passed 10,000 — smashing annual records — as publishers struggle to clean up a slew of sham papers and peer-review fraud. Among large research-producing nations, Saudi Arabia, Pakistan, Russia and China have the highest retraction rates over the past two decades, aNatureanalysis has found.
The bulk of 2023’s retractions were from journals owned by Hindawi, a London-based subsidiary of the publisher Wiley (see ‘A bumper year for retractions’). So far this year, Hindawi journals have pulled more than 8,000 articles, citing factors such as “concerns that the peer review process has been compromised” and “systematic manipulation of the publication and peer-review process”, after investigations prompted by internal editors and by research-integrity sleuths who raised questions about incoherent text and irrelevant references in thousands of papers.
On 6 December, Wiley announced on an earnings call that it would stop using the Hindawi brand name altogether, having previously shuttered four Hindawi titles and, towards the end of 2022, temporarily paused special-issue publication. Wiley will fold existing titles back into its own brand. As a result of the problems, said Wiley’s interim chief executive, Matthew Kissner, the publisher expects to lose out on between US$35 million and $40 million in revenue this fiscal year.
A Wiley spokesperson said that the publisher anticipated further retractions — they did not say how many — but that the company takes the view that “special issues continue to play a valuable role in serving the research community”. The spokesperson added that Wiley had put in place more rigorous processes to confirm the identity of guest editors and oversee manuscripts, removed ‘hundreds’ of bad actors — some of whom had held guest editor roles — from its systems, and scaled up its research-integrity team. It is also “pursuing legal means” to share data about the bad actors with other publishers and providers of tools and databases.
Hindawi’s retracted papers might have been mostly sham articles, but they were still collectively cited more than 35,000 times, says Guillaume Cabanac, a computer scientist at the University of Toulouse in France who tracks problems in papers, including‘tortured phrases’— strange wording choices used in efforts to evade plagiarism detectors — and signs ofundisclosed use of artificial intelligence. “These problematic papers get cited,” he says.
Retractions are rising at a rate that outstrips the growth of scientific papers (see ‘Rising retraction rates’), and this year’s deluge means that the total number of retractions issued so far has passed 50,000. Although analyses have previously shown that the majority of retractions are due to misconduct, this is not always the case: some are led by authors who discover honest errors in their work.
The world’s largest database to track retractions, collated by the media organization Retraction Watch, does not yet include all of 2023’s withdrawn papers. To analyse trends,Naturecombined the roughly 45,000 retractions detailed in that data set — which in September wasacquired for public distribution by Crossref, a non-profit organization that indexes publishing data — with another 5,000 retractions from Hindawi and other publishers, with the aid of the Dimensions database.
Rising rates
Nature’s analysis suggests that the retraction rate — the proportion of papers published in any given year that go on to be retracted — has more than trebled in the past decade. In 2022, it exceeded 0.2%.
Among countries that have published more than 100,000 articles in the past two decades,Nature’s analysis suggests that Saudi Arabia has the highest retraction rate, of 30 per 10,000 articles, excluding retractions based on conference papers. (This analysis counts an article for a country if at least one co-author has an affiliation in that country.) If conference papers are included, withdrawals from the Institute of Electrical and Electronics Engineers (IEEE) in New York City put China in the lead, with a retraction rate above 30 per 10,000 articles (see ‘Countries with highest retraction rates’).
The analysis shows that around one-quarter of the total number of retractions are conference papers — and the bulk of those comprise withdrawals by the IEEE, which has pulled more than 10,000 such papers in the past two decades. The IEEE was the publisher with the highest number of retractions. It does not record when it retracts papers, but most of those removed were published between 2010 and 2011.
Preventive measures
Monika Stickel, director of corporate communications at the IEEE, says that the institute thinks its preventive measures and efforts identify almost all submitted papers that do not meet the organization’s standards.
However, Cabanac and Kendra Albert, a technology lawyer at Harvard Law School in Cambridge, Massachusetts, have found issues, including tortured phrases, citation fraud and plagiarism, in hundreds of IEEE papers published in the past few years, Retraction Watch reported earlier this year. Stickel says that the IEEE has evaluated those papers and found fewer than 60 that didn’t conform to its publication standards, with 39 retracted so far.
The 50,000 or so retractions recorded around the world thus far are only the tip of the iceberg of work that should be retracted, integrity sleuths say. The number of articles produced by ‘paper mills’ — businesses that sell bogus work and authorships to scientists — isestimated to be in the hundreds of thousandsalone, quite apart from genuine papers that might be scientifically flawed. “Paper-mill products are a problem even if no-one reads them, because they get aggregated with others into review articles and laundered into the mainstream literature,” says David Bimler, a New Zealand-basedresearch-integrity sleuth also known by the pseudonym Smut Clyde.
President Biden’s 2024 budget includes over $210 billion directed toward federal research and development, an approximately $9 billion increase from 2023 funding. That might not sound particularly bad—after all, who doesn’t like science and innovation?
But, although seemingly noble, the billions pumped into the US government’s National Science Foundation don’t always translate into finding cures for debilitating diseases, or developing groundbreaking technologies.
In recent years, although technology and peer-review techniques have become more widespread, fraud has remained a consistent issue. The problem has gotten so out of hand that world-class researchers and medical ethics analysts believe the public should be aware of the widespread inaccuracies plaguing medicine.
Dr. Richard Smith, the former editor-in-chief of theBMJand cofounder of the Committee on Medical Ethics (COPE),details,
Health professionals and journal editors reading the results of a clinical trial assume that the trial happened and that the results were honestly reported. But about 20% of the time, said Ben Mol, professor of obstetrics and gynecology at Monash Health, they would be wrong. As I’ve been concerned about research fraud for 40 years, I wasn’t as surprised as many would be by this figure, but it led me to think that the time may have come to stop assuming that research actually happened and is honestly reported, and assume that the research is fraudulent until there is some evidence to support it having happened and been honestly reported.
Independent analysis done by J. B. Carlisle confirms Dr. Smith’s suspicions. As Carlisle analyzed dozens of government-funded control trials, hefounda staggering 44% contained false data. These findings are swept under the rug by most mainstream news outlets, which is a problem in itself. If government-funded research produces such sloppy results, the taxpayers funding it at least deserve to know the outcomes of the experiments they paid for.
Getting to the Root of the Problem
To understand why government-funded research tends to be so inaccurate, it's crucial to look at history and remember how government involvement in research started.
It all ties back to the National Science Foundation (NSF), one of the first government agencies built for funding science. In the late 1940s, one of the most outspoken supporters of the NSF was Democratic Senator Harley Kilgore. Hismotivationswere clear: the NSF was to provide the government with a pool of educated researchers that could be used for strategic purposes during the Cold War. Scientific inquisition was never the primary purpose of the NSF.
In addition to this, the system of “checks and balances” in scientific research is completely off-kilter. Private journals risk damage to their reputation if it is revealed that they have published fraudulent research. Privately funded journals compete to be the best among pools of hundreds of other publications. To maintain legitimacy in the eyes of future researchers and funders, publishing high quality research is in the private journal’s self-interest.
Academic institutions funded by governments, on the other hand, are motivated to shield their researchers, as researchers play a crucial role in securing substantial grant funding for the institution, often reaching into the millions of dollars. Government exists in a playing field outside the private sector—they aren’t competing against other specialized journals. Because they aren’t specialized and fund a wide array of projects, they can often afford to let “a few bad apples” through (unfortunately, at the expense of taxpayers).
The source of funding also undoubtedly (at the very least subconsciously) sways the research outcomes. There are several ways the government introduces bias into research. For one, the state often ignores certain scientific queries, forcing researchers to adopt different hypotheses or study different questions to gain any funding. Without any market forces guiding research and development, study objectives start aligning more with the interests of bureaucrats and less with the interests of patients.
Government agencies also don’t want to fund proposals that contradict the agency’s political ideas. If the research’s outcome even slightly threatens the government’s power, funding is likely to be cut off, often for extended periods. These outcomes are clearest when it comes to funding regarding the social sciences and economics, but also occur with life science research. 34% percent of scientists receiving federal funding haveacknowledgedengaging in research misconduct to align research with their funder’s political and economic agenda. Moreover, a mere 24% of these researchers have disclosed these ethically questionable research practices to their supervisors.
This incentive structure also explains why there is a limited amount of research into the accuracy of government-funded research. Many researchers are simply too afraid of the funding and reputational consequences that come with revealing problems with government funding. When there is research into federal funding bias, it is often concentrated on very specific and politically divisive topics (such as the use of stem cells). A team of researchers at the CATO Institutefoundjust 44 Google Scholar articles from 2010-2014 that dealt with this type of government bias influencing research.
The Private-Sector Alternative
The government’s overpowering role in science simultaneously crowds out private sources of funding. Despite this, there is some good news: the private sector is getting more and more involved in scientific funding by the day.
Globally, 70% of science isfinancedprivately. Charities like the American Cancer Foundation and Howard Hughes Medical Institute collectively contribute billions of dollars to spurring innovation in their respective fields.
For example, renownedneurologistDr. Helen Mayberg’s research into deep brain stimulation as a depression treatment wasn’t supported by government grants. Instead, private sources funded her research. Yet, her discoveries led to additional trials and eventually breakthroughs in the way depression is treated.
Most Americans treat government-funded science as the holy grail of scientific research, but it truly isn’t. Without proper market signals guiding the direction of research, millions of tax dollars are lost, and thousands of hours of scientific research are wasted. As Milton Friedman explained regarding government funding of science, “The scientific ability of really able people is being diverted from the goals they would like to pursue themselves to the goals of government officials.” It's up to the next generation to decide who they trust more: scientists, or the state?
More scientific fakery at Harvard. Investigators are using AI to expose fraudulent data in scientific papers. Too long to reprise here, but the lede of the protagonist is worth quoting:
"Imagine what mistakes might be found in the raw data if anyone was allowed to look!" - Sholto David
BY Sholto David - JANUARY 2, 2024
If you ever wondered why the progress in cancer research is so slow despite billions being invested into basic research – Sholto David will show you why.
Forget Asian papermills. Forget Sicilian universities. They are just emulating what the most prestigious US research institutions teach. And you can’t get any more prestigious than Harvard and its Dana Farber Cancer Institute.
Well, the level of data forgery is pathetically amateurish and excessive. So much that we could only include a fraction of it into this article, you will have to search Ken Anderson, Bill Hahn and other protagonists on PubPeer to see how bad it all really is. In fact, it is worse, because we only see the tiny tip of the fraud iceberg – image data duplications, the last resort of a failed scientist after every other trick failed to provide the desired result. Billions of dollars were burned for this cancerous trash science, but it made many academic careers, some got very rich, and entire dynasties established themselves at Dana Farber....
So much for “peer review” — Wiley shuts down 19 science journals and retracts 11,000 gobbledygook papers
Proving that unpaid anonymous review is worth every cent, the 217 year old Wiley science publisher “peer reviewed” 11,300 papers that were fake, and didn’t even notice. It’s not just a scam, it’s an industry. Naked “gobbledygook sandwiches” got past peer review, and the expert reviewers didn’t so much as blink.
Big Government and Big Money has captured science and strangled it. The more money they pour in, the worse it gets. John Wiley and Sons is a US $2 billion dollar machine, but they got used by criminal gangs to launder fake “science” as something real.
Things are so bad, fake scientists pay professional cheating services who use AI to create papers and torture the words so they look “original”. Thus a paper on ‘breast cancer’ becomes a discovery about “bosom peril” and a ‘naïve Bayes’ classifier became a ‘gullible Bayes’. An ant colony was labeled an ‘underground creepy crawly state’.
And what do we make of theflag to clamorratio? Well, old fashioned scientists might call it ‘signal to noise’. The nonsense never ends.
A ‘random forest’ is not always the same thing as an ‘irregular backwoods’ or an ‘arbitrary timberland’ — especially if you’re writing a paper on machine learning and decision trees.
The most shocking thing is that no human brain even ran a late-night Friday-eye over the words before they passed the hallowed peer review and entered the sacred halls of scientific literature. Even a wine-soaked third year undergrad on work experience would surely have raised an eyebrow whenlocal average energybecame “territorial normal vitality”. And when arandom valuebecame an ‘irregular esteem’. Let me just generate some irregular esteem for you in Python?
If there was such a thing as scientific stand-up comedy, we could get plenty of material, not by asking ChatGPT to be funny, but by asking it to cheat. Where else could you talk about a mean square mistake?
Wiley — a mega publisher of science articles has admitted that 19 journals are so worthless, thanks to potential fraud, that they have to close them down. And the industry is now developing AI tools to catch the AI fakes (makes you feel all warm inside?)
Fake studies have flooded the publishers of top scientific journals, leading to thousands of retractions and millions of dollars in lost revenue. The biggest hit has come to Wiley, a 217-year-old publisher based in Hoboken, N.J., which Tuesday will announce that it is closing 19 journals, some of which were infected by large-scale research fraud.
In the past two years, Wiley has retracted more than 11,300 papers that appeared compromised, according to a spokesperson, and closed four journals. It isn’t alone: At least two other publishers have retracted hundreds of suspect papers each. Several others have pulled smaller clusters of bad papers.
Although this large-scale fraud represents a small percentage of submissions to journals, it threatens the legitimacy of the nearly $30 billion academic publishing industry and the credibility of science as a whole.
Scientific papers typically include citations that acknowledge work that informed the research, but the suspect papers included lists of irrelevant references. Multiple papers included technical-sounding passages inserted midway through, what Bishop called an “AI gobbledygook sandwich.” Nearly identical contact emails in one cluster of studies were all registered to a university in China where few if any of the authors were based. It appeared that all came from the same source.
One of those tools, the “Problematic Paper Screener,” run by Guillaume Cabanac, a computer-science researcher who studies scholarly publishing at the Université Toulouse III-Paul Sabatier in France, scans the breadth of the published literature, some 130 million papers, looking for a range of red flags including “tortured phrases.”
Cabanac and his colleagues realized that researchers who wanted to avoid plagiarism detectors had swapped out key scientific terms for synonyms from automatic text generators, leading to comically misfit phrases. “Breast cancer” became “bosom peril”; “fluid dynamics” became “gooey stream”; “artificial intelligence” became “counterfeit consciousness.” The tool is publicly available.
Generative AI has just handed them a winning lottery ticket,” Eggleton of IOP Publishing said. “They can do it really cheap, at scale, and the detection methods are not where we need them to be. I can only see that challenge increasing.”
The ABC in Australia even wrote about this, but only because it worries about the loss of public faith in its pet universities:
For the ABC, peer review is like the Bible, and universities are the Church. The public must believe!
So the ABC makes excuses… Oh! Those poor poor universities, forced to become billion dollar businesses selling defacto Australian-citizenships to children of rich Chinese families. If only they got more money, their Vice Chancellors wouldn’t have to make do with million dollar salaries, andpunishing professors who pointed out fraud, and they’d have time to do research and prevent the fraud instead.
Wiley’s ‘fake science’ scandal is just the latest chapter in a broader crisis of trust universities must address
By Linton Besser, ABC News
It [the Wiley debacle] also illustrates what is just another front in a much broader crisis of trust confronting universities and scientific institutions worldwide.
For decades now, teaching standards and academic integrityhave been under siege at universitieswhich,bereft of public funding,have turned to the very lucrative business of selling degrees to international students.
Grappling with pupils whose English is inadequate, tertiary institutions have become accustomed to routine cheating and plagiarism scandals. Another fraud perfected by the internet age.
This infection — the commodification of scholarship, the industrialisation of cheating — has now spread to the heart of scientific, higher research.
With careers defined by the lustre of their peer-reviewed titles, researchers the world over are under enormous pressure to publish.
Suffer the researchers who are forced to pay for fake papers just so they can “do their job”? Sack the lot.
The ABC is part of the reason science is corrupt to the core. The ABC Science Unit is paid to hold junk-science’s feet to the fire, instead it provides cover for the pagan witchcraft that passes for modern research.
The rot at Wiley started decades ago, but it got caught when it spent US $298 million on an Egyptian publishing house called Hindawi. We could say we hope no babies were hurt by fake papers but we know bad science already kills people. What we need are not “peer reviewed” papers but actual live face to face debate. Only when the best of both sides have to answer questions, with the data will we get real science:
In March, it revealed to the NYSE a $US9 million ($13.5 million) plunge in research revenue after being forced to “pause” the publication of so-called “special issue” journals by its Hindawi imprint, which it had acquired in 2021 for US$298 million ($450 million).
Its statement noted the Hindawi program, which comprised some 250 journals, had been “suspended temporarily due to the presence in certain special issues of compromised articles”.
Many of these suspect papers purported to be serious medical studies, including examinations of drug resistance in newborns with pneumonia and the value of MRI scans in the diagnosis of early liver disease. The journals involved included Disease Markers, BioMed Research International and Computational Intelligence and Neuroscience.
The problem is only becoming more urgent. The recent explosion of artificial intelligence raises the stakes even further. A researcher at University College Londonrecently found more than 1 per cent of all scientific articles published last year, some 60,000 papers, were likely written by a computer.
Even if one in five computer science papers are written by computers, this is just the tip of the iceberg of the rot at the core of “peer reviewed research”. The real rot is not the minor fraudsters making papers that no one reads to pad out their curriculum vitae.It’s the institutional parasites taking billions from taxpayers to create modeled garbage to justify the theft of trillions. But that’s another story.
PS: Who knew, academic journals were a $30 billion dollar industry?